Ownership Profile

Shareholder Holders Values ($) % O/S Shares
Institution 39 32 44.20 38,587,856
Mutual Fund 16 3 3.52 3,076,892
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 11 1.27 1.71 1,494,013
Sellers 10 -0.71 0.95 -827,332
Net -- 0.56 0.76 666,681
Shareholder Values ($) % O/S Shares
Top 10 Inst. 31 41.97 36,640,508
Top 20 Inst. 31.98 43.87 38,301,420
Top 50 Inst. 32.22 44.20 38,587,856
Total Inst. 32.22 44.20 38,587,856
Shareholder Holders Values ($) % O/S Shares
Index 7 3 3.93 3,433,401
AggresGr 1 0 0.59 511,264
CoreGrowth 2 0 0.01 6,557
IncomeValue 1 0 0.05 45,017
BrokerDealer 6 5 6.52 5,689,230
GARP 1 0 0.12 102,200
HedgeFund 4 12 16.15 14,104,746
CoreValue 3 0 0.05 39,602
DeepValue 2 0 0.03 22,845
Holder Shares Held % O/S Shares Change Filing Date
Paulson & Co. Inc. 10,000,000 11.45 0 03/31/2017
Hongye International Investment Group Co, Ltd. 6,175,093 7.07 0 04/28/2017
Credit Suisse Securities (USA) LLC 5,553,549 6.36 -716,419 03/31/2017
Lessman (Andrew M) 4,599,659 5.27 -40 04/28/2017
Prescott Group Capital Management, LLC 3,777,796 4.33 1,086,714 03/31/2017
Lamadrid (Lorenzo Cesar) 3,233,467 3.70 0 04/28/2017
The Vanguard Group, Inc. 1,982,581 2.27 3,850 03/31/2017
Bridgeway Capital Management, Inc. 511,264 0.59 0 03/31/2017
Geode Capital Management, L.L.C. 429,036 0.49 2,838 03/31/2017
BlackRock Institutional Trust Company, N.A. 378,063 0.43 4,192 03/31/2017
Charles Schwab Investment Management, Inc. 334,602 0.38 334,602 03/31/2017
National Asset Management, Inc. 326,650 0.37 6,000 03/31/2017
Raczkowski (Chris) 213,232 0.24 0 04/28/2017
California Public Employees' Retirement System 149,999 0.17 0 03/31/2017
Northern Trust Investments, Inc. 138,120 0.16 7,527 03/31/2017
Rubin (Harold M) 116,667 0.13 0 04/28/2017
HCR Wealth Advisors 112,775 0.13 42,000 03/31/2017
T. Rowe Price Associates, Inc. 102,200 0.12 0 03/31/2017
Bank of America Merrill Lynch (US) 100,000 0.11 0 03/31/2017
Slavich (Denis) 66,667 0.08 0 04/28/2017
Rigdon (Robert) 52,000 0.06 0 04/28/2017
BNY Mellon Asset Management 45,017 0.05 0 03/31/2017
Xu (Ziwang) 36,667 0.04 0 04/28/2017
Guggenheim Investments 26,736 0.03 6,126 03/31/2017
State Street Global Advisors (US) 21,000 0.02 0 03/31/2017
Goldman Sachs & Company, Inc. 15,239 0.02 143 03/31/2017
Davis (Scott Jackson) 14,367 0.02 -90,723 04/28/2017
AXA Rosenberg Investment Management LLC 12,845 0.01 0 03/31/2017
BlackRock Investment Management, LLC 12,845 0.01 0 03/31/2017
KCG Americas LLC 12,542 0.01 -1,113 03/31/2017
TMD & Associates, Inc 12,200 0.01 0 03/31/2017
First Western Capital Management Company 10,000 0.01 0 03/31/2017
Citi Investment Research (US) 7,600 0.01 0 03/31/2017
BlackRock Financial Management, Inc. 5,951 0.01 0 03/31/2017
Manulife Asset Management Limited 606 0.00 0 03/31/2017
RBC Capital Markets Wealth Management 300 0.00 0 03/31/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 300 0.00 0 03/31/2017
Gierl Augustine Investment Management, Inc 200 0.00 0 03/31/2017
RBC Capital Partners 21 0.00 21 03/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Synthesis Energy Systems, Inc. does not maintain or provide information directly to this service.