Ownership Profile

Shareholder Holders Values ($) % O/S Shares
Institution 34 19 46.44 40,654,301
Mutual Fund 15 2 3.39 2,969,033
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 10 0.61 1.50 1,311,346
Sellers 11 -0.42 0.88 -773,392
Net -- 0.19 0.62 537,954
Shareholder Values ($) % O/S Shares
Top 10 Inst. 19 44.42 38,886,981
Top 20 Inst. 19.24 46.07 40,333,490
Top 50 Inst. 19.41 46.44 40,654,301
Total Inst. 19.41 46.44 40,654,301
Shareholder Holders Values ($) % O/S Shares
Index 7 2 3.79 3,314,442
AggresGr 1 0 0.13 117,200
CoreGrowth 2 0 0.08 67,110
IncomeValue 1 0 0.05 45,017
BrokerDealer 4 4 8.14 7,124,979
GARP 1 0 0.12 102,200
HedgeFund 5 7 17.27 15,115,908
CoreValue 2 0 0.03 26,895
Holder Shares Held % O/S Shares Change Filing Date
Paulson & Co. Inc. 11,000,000 12.57 1,000,000 10/24/2017
Credit Suisse Securities (USA) LLC 7,020,079 8.02 -148,267 09/30/2017
Hongye International Investment Group Co, Ltd. 6,175,093 7.05 0 10/24/2017
Lessman (Andrew M) 4,599,659 5.25 0 10/24/2017
Prescott Group Capital Management, LLC 3,657,553 4.18 -514,784 09/30/2017
Lamadrid (Lorenzo Cesar) 3,233,467 3.69 0 10/24/2017
The Vanguard Group, Inc. 2,018,211 2.31 48,002 09/30/2017
Geode Capital Management, L.L.C. 442,617 0.51 0 09/30/2017
National Asset Management, Inc. 405,700 0.46 96,500 09/30/2017
Charles Schwab Investment Management, Inc. 334,602 0.38 0 09/30/2017
HCR Wealth Advisors 232,531 0.27 50,000 09/30/2017
Raczkowski (Chris) 213,232 0.24 0 10/24/2017
BlackRock Institutional Trust Company, N.A. 209,893 0.24 3,192 09/30/2017
California Public Employees' Retirement System 149,999 0.17 0 09/30/2017
Northern Trust Investments, Inc. 138,120 0.16 0 09/30/2017
Bridgeway Capital Management, Inc. 117,200 0.13 0 09/30/2017
Rubin (Harold M) 116,667 0.13 0 10/24/2017
T. Rowe Price Associates, Inc. 102,200 0.12 0 09/30/2017
Bank of America Merrill Lynch (US) 100,000 0.11 0 09/30/2017
Slavich (Denis) 66,667 0.08 0 10/24/2017
BlackRock Financial Management, Inc. 57,656 0.07 51,705 09/30/2017
Citadel LLC 52,355 0.06 52,355 09/30/2017
Rigdon (Robert) 52,000 0.06 0 10/24/2017
BNY Mellon Asset Management 45,017 0.05 0 09/30/2017
Xu (Ziwang) 36,667 0.04 0 10/24/2017
Guggenheim Investments 26,818 0.03 82 09/30/2017
State Street Global Advisors (US) 21,000 0.02 0 09/30/2017
Davis (Scott Jackson) 14,367 0.02 -90,723 04/28/2017
Dimensional Fund Advisors, L.P. 9,454 0.01 9,454 04/30/2017
Citi Investment Research (US) 4,600 0.01 0 09/30/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 300 0.00 0 09/30/2017
RBC Capital Markets Wealth Management 300 0.00 0 09/30/2017
Accurate Investment Solutions, Inc 200 0.00 0 09/30/2017
RBC Capital Partners 77 0.00 56 09/30/2017

Ownership data is provided by Thomson Reuters, a third party service, and Synthesis Energy Systems, Inc. does not maintain or provide information directly to this service.