Ownership Profile

Shareholder Holders Values ($) % O/S Shares
Institution 32 15 43.99 4,825,053
Mutual Fund 3 0 0.44 48,576
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 12 0.39 1.23 134,482
Sellers 12 -0.78 2.46 -270,299
Net -- -0.39 1.23 -135,817
Shareholder Values ($) % O/S Shares
Top 10 Inst. 14 41.80 4,585,608
Top 20 Inst. 14.85 43.74 4,798,213
Top 50 Inst. 14.94 43.99 4,825,053
Total Inst. 14.94 43.99 4,825,053
Shareholder Holders Values ($) % O/S Shares
Index 6 1 3.79 415,820
TotalGrowth 4 0 0.19 21,165
IncomeValue 1 0 0.05 5,627
TotalOther 9 7 23.12 2,536,230
TotalValue 1 0 0.00 10
Holder Shares Held % O/S Shares Change Filing Date
Paulson & Co. Inc. 1,250,000 11.40 0 12/31/2017
Credit Suisse Securities (USA) LLC 877,508 8.00 -2 12/31/2017
Hongye International Investment Group Co, Ltd. 771,887 7.04 0 10/24/2017
Lessman (Andrew M) 574,957 5.24 0 10/24/2017
Lamadrid (Lorenzo Cesar) 404,183 3.68 0 10/24/2017
The Vanguard Group, Inc. 256,176 2.34 3,900 12/31/2017
Prescott Group Capital Management, LLC 226,756 2.07 -230,438 12/31/2017
Anson Funds Management LP. 103,412 0.94 103,412 12/31/2017
National Asset Management, Inc. 65,402 0.60 14,689 12/31/2017
Geode Capital Management, L.L.C. 55,327 0.50 0 12/31/2017
Charles Schwab Investment Management, Inc. 41,826 0.38 1 12/31/2017
HCR Wealth Advisors 33,443 0.30 4,377 12/31/2017
Raczkowski (Chris) 26,654 0.24 0 10/24/2017
BlackRock Institutional Trust Company, N.A. 26,471 0.24 234 12/31/2017
California Public Employees' Retirement System 18,750 0.17 0 12/31/2017
Northern Trust Investments, Inc. 17,270 0.16 5 12/31/2017
Rubin (Harold M) 14,583 0.13 0 10/24/2017
Bridgeway Capital Management, Inc. 12,775 0.12 -1,875 12/31/2017
Bank of America Merrill Lynch (US) 12,500 0.11 0 12/31/2017
Slavich (Denis) 8,333 0.08 0 10/24/2017
BlackRock Financial Management, Inc. 7,207 0.07 0 12/31/2017
Rigdon (Robert) 6,500 0.06 0 10/24/2017
Xu (Ziwang) 4,583 0.04 0 10/24/2017
Summit Trail Advisors, LLC 3,488 0.03 3,488 12/31/2017
UBS Financial Services, Inc. 3,192 0.03 3,192 12/31/2017
Dimensional Fund Advisors, L.P. 1,182 0.01 1,182 04/30/2017
Citi Investment Research (US) 576 0.01 1 12/31/2017
RBC Capital Markets Wealth Management 38 0.00 0 12/31/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 38 0.00 0 12/31/2017
Accurate Investment Solutions, Inc 25 0.00 0 12/31/2017
RBC Capital Partners 10 0.00 0 12/31/2017
Deutsche Asset Management Americas 1 0.00 1 12/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Synthesis Energy Systems, Inc. does not maintain or provide information directly to this service.