Ownership Profile

Shareholder Holders Values ($) % O/S Shares
Institution 42 41 43.63 37,983,984
Mutual Fund 17 3 3.58 3,117,651
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 11 6.40 7.35 6,396,638
Sellers 10 -0.11 0.12 -101,547
Net -- 6.29 7.23 6,295,091
Shareholder Values ($) % O/S Shares
Top 10 Inst. 39 41.65 36,259,373
Top 20 Inst. 40.61 43.23 37,635,246
Top 50 Inst. 40.99 43.63 37,983,984
Total Inst. 40.99 43.63 37,983,984
Shareholder Holders Values ($) % O/S Shares
Index 6 3 3.54 3,080,392
AggresGr 1 1 0.59 511,264
CoreGrowth 2 0 0.01 6,557
IncomeValue 1 0 0.05 45,017
BrokerDealer 7 6 7.39 6,433,096
GARP 1 0 0.12 102,200
HedgeFund 6 13 14.98 13,040,901
CoreValue 2 0 0.04 33,455
DeepValue 2 0 0.03 22,845
Holder Shares Held % O/S Shares Change Filing Date
Paulson & Co. Inc. 10,000,000 11.49 0 12/31/2016
Credit Suisse Securities (USA) LLC 6,269,968 7.20 6,269,968 12/31/2016
Hongye International Investment Group Co, Ltd. 6,175,093 7.09 0 09/30/2016
Lessman (Andrew M) 4,599,699 5.28 0 09/30/2016
Lamadrid (Lorenzo Cesar) 3,233,467 3.71 0 09/30/2016
Prescott Group Capital Management, LLC 2,691,082 3.09 0 12/31/2016
The Vanguard Group, Inc. 1,978,731 2.27 10,115 12/31/2016
Bridgeway Capital Management, Inc. 511,264 0.59 0 12/31/2016
Geode Capital Management, L.L.C. 426,198 0.49 1,892 12/31/2016
BlackRock Institutional Trust Company, N.A. 373,871 0.43 6,084 12/31/2016
National Asset Management, Inc. 320,650 0.37 -23,000 12/31/2016
Raczkowski (Chris) 213,232 0.24 213,232 12/19/2016
California Public Employees' Retirement System 149,999 0.17 0 12/31/2016
Northern Trust Investments, Inc. 130,593 0.15 2,711 12/31/2016
Rubin (Harold M) 116,667 0.13 0 09/30/2016
Davis (Scott Jackson) 105,090 0.12 105,090 10/14/2016
T. Rowe Price Associates, Inc. 102,200 0.12 0 12/31/2016
Bank of America Merrill Lynch (US) 100,000 0.11 -724 12/31/2016
HCR Wealth Advisors 70,775 0.08 70,775 12/31/2016
Slavich (Denis) 66,667 0.08 0 09/30/2016
Rigdon (Robert) 52,000 0.06 0 09/30/2016
BNY Mellon Asset Management 45,017 0.05 -2,974 12/31/2016
Xu (Ziwang) 36,667 0.04 0 09/30/2016
Citadel LLC 27,269 0.03 11,053 12/31/2016
UBS Securities LLC 26,477 0.03 21,589 12/31/2016
Deschaine & Company, LLC 25,500 0.03 0 06/30/2015
State Street Global Advisors (US) 21,000 0.02 0 12/31/2016
Guggenheim Investments 20,610 0.02 0 12/31/2016
Goldman Sachs & Company, Inc. 15,096 0.02 -3,100 12/31/2016
KCG Americas LLC 13,655 0.02 551 12/31/2016
BlackRock Investment Management, LLC 12,845 0.01 0 12/31/2016
AXA Rosenberg Investment Management LLC 12,845 0.01 0 12/31/2016
TMD & Associates, Inc 12,200 0.01 0 12/31/2016
First Western Capital Management Company 10,000 0.01 0 12/31/2016
Citi Investment Research (US) 7,600 0.01 0 12/31/2016
BlackRock Financial Management, Inc. 5,951 0.01 0 12/31/2016
Tower Research Capital LLC 1,600 0.00 1,600 12/31/2016
Advisor Group, Inc 1,000 0.00 0 12/31/2016
Manulife Asset Management Limited 606 0.00 0 12/31/2016
RBC Capital Markets Wealth Management 300 0.00 0 12/31/2016
Ladenburg Thalmann Asset Management Inc. (LTAM) 300 0.00 300 12/31/2016
Gierl Augustine Investment Management, Inc 200 0.00 0 12/31/2016

Ownership data is provided by Thompson Reuters, a third party service, and Synthesis Energy Systems, Inc. does not maintain or provide information directly to this service.